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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-04 |
Branch Locations
1670 Keller Pkwy. Ste. 246, Keller, TX 76248 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Westlake | TX | 09/2005 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2017 | Present |
1) DAVID KEMPER,INDEPENDENT INSURANCE AGENT, 1670 KELLER PKWY STE 200, KELLER, TX, 1/2009, VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HRS/MO - 2 HRS/MO TRADING. 2) PHARMANEX USA (NUSKIN ENTERPRISES), 75 WEST CENTER, PROVO, UT, 9/1999, SALES REPRESENTATIVE OF HEALTH AND BEAUTY PRODUCTS, NIR, 20 HRS/MO - 0 HRS/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2017, AS ADVISORY REP OF A RIA. INV REL, 160/MO - 24 HRS/MO TRADING. 4) GRANITE FINANCIAL GROUP, 1670 KELLER PKWY STE 200, KELLER, TX, 12/2017, FINANCIAL PROFESSIONAL UTILIZING DBA NAME, INV REL, 160 HRS/MO - 24 HRS/MO TRADING. 5) TRINITY STRATEGIC PARTNERS, LLC, 1670 KELLER PKWY, SUITE 251, KELLER, TX 76248, 10/2021, ADVISOR, PARAPLANNING, INV REL, 160 HRS/MO, 28 HRS/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-29 |
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