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One South Street 25Th Floor, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2012-01-06 |
Branch Locations
One South Street, Baltimore, MD 21202 • United States
One South Street 25Th Floor, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Compass Strategies | Baltimore | MD | 12/2011 | Present |
| Stifel, Nicolaus & Company, Incorporated | Baltimore | MD | 09/2013 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-23 |
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