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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-02-09
  • MI RA
    APPROVED
    Since 2017-02-09

Branch Locations

26711 Woodward Avenue Suite 210, Huntington Woods, MI 48070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Huntington Woods MI 02/2017 Present
Raymond James And Associates Farmington Hills MI 09/1999 01/2017
Raymond James Financial Services Advisors Inc. Huntington Woods MI 02/2017 Present
Owens Wealth Management, Llc Huntington Woods MI 02/2017 Present
  • 02/2017 → Present
    Raymond James Financial Services, Inc.
    Huntington Woods, MI
  • 09/1999 → 01/2017
    Raymond James And Associates
    Farmington Hills, MI
  • 02/2017 → Present
    Huntington Woods, MI
  • 02/2017 → Present
    Owens Wealth Management, Llc
    Huntington Woods, MI
Previous Registrations
Other Businesses

(1) Name of Business: Owens Wealth Management, LLC Address: 26711 Woodward Ave Ste 210, Huntington Woods, MI, 48070, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager/Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-23
S63 Uniform Securities Agent State Law Examination 1994-06-30
  • S65 Uniform Investment Adviser Law Examination
    2010-08-23
  • S63 Uniform Securities Agent State Law Examination
    1994-06-30
Other Names
  • William Bryan Owens

View on SEC IAPD

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