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Douglas George Ciocca

Kavar Capital Partners

Leawood, KS

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Current Employers
Kavar Capital Partners

11460 Tomahawk Creek Parkway Suite 420, Leawood, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-01-05
MO RA APPROVED 2021-01-05
TX RA APPROVED_RES 2021-01-05
  • KS RA
    APPROVED
    Since 2021-01-05
  • MO RA
    APPROVED
    Since 2021-01-05
  • TX RA
    APPROVED_RES
    Since 2021-01-05

Branch Locations

11460 Tomahawk Creek Parkway Suite 420, Leawood, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kavar Capital Partners, Llc Leawood KS 01/2011 12/2020
Kavar Capital Partners Group, Llc Leawood KS 01/2021 Present
  • 01/2011 → 12/2020
    Kavar Capital Partners, Llc
    Leawood, KS
  • 01/2021 → Present
    Kavar Capital Partners Group, Llc
    Leawood, KS
Previous Registrations
  • 2011-02-11 → 2020-12-31
    Kavar Capital Partners, Llc
    Leawood, KS
  • 2007-04-17 → 2011-02-01
    Securian Financial Services, Inc.
    Leawood, KS
    Omaha, NE
    Overland Park, KS
  • 1999-10-29 → 2007-05-11
    Fas Wealth Partners, Inc.
    Leawood, KS
  • 2004-03-18 → 2006-03-03
    Weldon Capital Management, Ltd.
    Leawood, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-01-16
S63 Uniform Securities Agent State Law Examination 1994-12-30
  • S65 Uniform Investment Adviser Law Examination
    1998-01-16
  • S63 Uniform Securities Agent State Law Examination
    1994-12-30
Other Names
  • Douglas George Ciocca

View on SEC IAPD

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