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Allspring Funds Management, LLC CRD 110841
$325B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-05 |
| MA | RA | APPROVED | 2024-05-24 |
Branch Locations
1415 Vantage Park Drive, Charlotte, NC 28203 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eaton Vance Distributors, Inc. | Boston | MA | 11/2012 | 12/2022 |
| Eaton Vance Management | Boston | MA | 11/2012 | 12/2022 |
| Allspring Funds Distributor, Llc. | Charlotte | NC | 12/2022 | Present |
| Allspring Funds Management, Llc. | Charlotte | NC | 12/2022 | Present |
Start Date: 08/01/2025 Name of OBA: UG Solutions Address: ugsolutions.com Position: Advisory Board Member Hours devoted to OBA: 12 per quarter-during evenings and weekends-not during trading hours. Duties: Strategic Guidance - Provide objective, high-level insights, advice and guidance on the company's direction, growth strategies and long-term planning. 10/16/2023-LLC set up for 59 Dakota Park Edwards, CO 81632 Setting up an LLC for the purpose of owning a new property we are buying. We may rent the property from time to time and will the rentals through the LLC. Zero hours during trading hours engaged in OBA Co-owner with Spouse *476516 - SEAL Family Foundation; Investment related - No; Carlsbad, California; Non-Profit, Charitable; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2011; During business hours: 1; After business hours: 3; Business Development/Growth, Fundraising, Investment Decisions/Advice, Check Signing/Funds Disbursements 12/22/22-Addition/Update to the above:- Investment related? Yes, but minor. There is a consultant involved for dealing with small transactions of stock contributions to the org. 90% of funds are in operating cash. Aprox. 10 hours per month devoted to OBA-most time devoted on evenings and weekends 5/6/24-New OBA: Name of Business: Money Management Institute Investment Related: No Address of OBA: 1410 Broadway, Suite 2601 New York, NY 10018 Nature of Business: Established in 1997, the Money Management Institute (MMI) is the industry association representing financial services firms that provide financial advice and investment advisory solutions to investors. Position: Board of Directors-Member Title: Member, Board of Directors Re-instated on: 3/31/2024 Aprox hours per month: -see below During trading hours: between 1-2% of time during business hours Duties: Board of Directors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-14 |
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