Colin Gladding Hoehn

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1999 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 08/2009 → Present
  Bank Of America, N.A.
  Boston, MA

Other Businesses

I*64055FOR PROFIT OR NOT FOR PROFIT: FOR PROFITNAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERTYINVESTMENT RELATED: (YES OR NO): NOADDRESS OF BUSINESS: EDGARTOWN MA 02539NATURE OF BUSINESS: OTHER RENTAL PROPERTYPOSITION, TITLE, ASSOCIATION: N/ASTART DATE OF RELATIONSHIP: 3/25/2013NUMBER OF HOURS DEVOTED PER MONTH: 1 MONTHLYNUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: NONEDUTIES: RENTAL PROPERTY

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-09
• S63 Uniform Securities Agent State Law Examination
  1994-07-07