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Sameer Ferrell

Tiaa-Cref Individual & Institutional Services, LLC

Sherman Oaks, CA

Sherman Oaks, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-12
  • CA RA
    APPROVED
    Since 2026-06-12

Branch Locations

Sherman Oaks, CA • United States

15233 Ventura Blvd 5Th Floor, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 12/2014 12/2016
Comerica Securities, Inc. Los Angeles CA 07/2017 11/2021
Consulting Los Angeles CA 01/2017 06/2017
Rbc Securities, Inc Los Angeles CA 12/2021 05/2026
Tiaa Sherman Oaks CA 05/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Sherman Oaks CA 05/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
S63 Uniform Securities Agent State Law Examination 1996-01-22
  • S66 Uniform Combined State Law Examination
    2014-01-24
  • S63 Uniform Securities Agent State Law Examination
    1996-01-22

View on SEC IAPD

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