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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-09-08 |
| TX | RA | APPROVED_RES | 2025-08-29 |
| ME | RA | APPROVED | 2025-08-27 |
Branch Locations
Cumberland, ME • United States
Vieques, PR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2002 | 08/2025 |
| Raymond James Financial Services, Inc. | Cumberland | ME | 08/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Cumberland | ME | 08/2025 | Present |
| Sun Bay Financial | Cumberland | ME | 08/2025 | Present |
Sun Bay Financial; not investment related; Cumberland, ME; DBA/support company; Advisor; Started 08/2025; 0hrs/month; 0hrs/month during trading hours; Financial Advisor Ivy Properties; investment related; Cumberland, ME; invest in real estate; sole proprietor; Started 08/2020; 4hrs/month; 0hrs/month during trading hours; buying/selling real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-27 |
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