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Nationwide Investment Advisors, LLC CRD 142373
$16.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-10-09 |
Branch Locations
One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Distributors, Llc | Simsbury | CT | 01/2013 | 07/2017 |
| Massachusetts Mutual Life Insurance Company | Stockton | CA | 01/2013 | 07/2017 |
| Nationwide Investment Services Corp | Columbus | OH | 02/2018 | Present |
| Ameriprise Financial/Structure Financial Group | Stockton & Sacramento | CA | 10/2017 | 02/2018 |
| Post Massmutual And Pre Ameriprise | Escalon | CA | 07/2017 | 10/2017 |
Rental property located at Riverbank, CA started in 2005. 0 hours devoted a month. 0 hours during trading hours. Not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-13 |
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