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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-10 |
| OH | RA | APPROVED | 2003-01-24 |
Branch Locations
16300 Delaware Avenue, Lakewood, OH 44107 • United States
6050 Oak Tree Blvd Suite 320, Independence, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 08/2000 | Present |
1) DASO PROPERTIES, LLC - Member of LLC - Lakewood OH 44107 - 11/2006 - 5 hrs/mth. 2) Beck Center for the Arts - Board Member Non-Investment - Lakewood, OH - 10/2020 - 4 hrs/mth. 3) Neighborhood Pediatrics LLC - Consultant Office Management Non-Investment - 3/2022 - 20 hrs/mth. 4) Lakewoood Congregational Church - Treasurer Non-Investment - Lakewood, OH - 02/2026 - 5hrs/mth.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-09 |
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