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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-02-17 |
| TX | RA | APPROVED_RES | 2023-02-16 |
Branch Locations
2040 Linglestown Rd, Suite 300, Harrisburg, PA 17110 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Harrisburg | PA | 06/2009 | 02/2023 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2023 |
| Lpl Financial Llc | Harrisburg | PA | 02/2023 | Present |
1. 04/11/2024 - Taurus Wealth Management - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/17/2024 - 0 Hrs/Mo. 2. 08/27/2024 - the cure to the cold call blues - Other - publishing a book on cold calling - Not Investment Related - Home Based - Start Date 09/05/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-14 |
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