Chris Charles Altman

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Lakewood Ranch, FL
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-06-09 → 2021-06-11
  Voya Financial Advisors, Inc.
  Windsor, CT
  Fruitland Park, FL
  Lakewood Ranch, FL
  Braintree, MA
  Malden, MA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3821 MILFLORES DR3821 MILFLORES DR; RUSKIN; FL; 33573; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/29/2013; 4; 4; SELL OF FIXED INSURANCE PRODUCTS; 2. NAME OF ENTITY:C. ALTMAN LLC; No; 3821 MILFLORES DR; RUSKIN; FL; 33573; CORPORATION FOR ACCOUNTING PURPOSES; OWNER/PRESIDENT; 10/28/2005; 1; 0; ACCOUNTING/BOOKKEEPING PURPOSES ONLY; 3. NAME OF ENTITY: Rare Bird Records, LLC; No; 3821 Milflores Dr.; Ruskin; FL; 33573; communal Christian music; co-owner; 1/1/2019; 12; 0; Music assistance - writing, playing, arranging, recording and marketing;

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-27
• S63 Uniform Securities Agent State Law Examination
  1995-09-11