Jeffrey Ryan Applebaum

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1994 → Present
  Minnesota Mutual Life/Applebaum Agency
  Houston, TX
• 05/1994 → Present
  Ascend Financial Services, Inc.
  Houston, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1994-07-18 → 2023-08-10
  Securian Financial Services, Inc.
  Houston, TX
  Houston, TX
  St. Paul, MN

Other Businesses

1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. FOLDS OF HONOR POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Advisory Board 3. IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 4. RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: , Galveston TX , United States 5.NAME OF OTHER BUSINESS: BRAEBURN COUNTRY CLUB INVESTMENT RELATED: NO ADDRESS: 8101 BISSONNET, HOUSTON TX 77074 NATURE OF BUSINESS: BOARD START DATE: 4/22/2026 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST THE BOARD AND MANAGEMENT

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-27
• S63 Uniform Securities Agent State Law Examination
  1994-07-15