Charles Edward Neumaier

Employer firm

Alphastar Capital Management CRD 157423

$2.50B regulatory AUM 28 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• SUB-ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → Present
  Alphastar Capital Management, Llc
  Cornelius, NC
• 03/2008 → Present
  Legacy Financial Consultants, Llc
  Brookville, OH
• 01/2004 → Present
  Eeoicpa
  Brookville, OH

Previous Registrations

• 2006-03-13 → 2013-12-31
  Sicor Securities Inc
  Dayton, OH
  Dayton, OH
  Dayton, OH

Other Businesses

LEGACY FINANCIAL CONSULTANTS, LLC - SELL & SERVICE TRADITIONAL LIFE INSURANCE, FIXED& INDEX ANNUITIES, HEALTH INSURANCE, P & C, DISABILITY & LONG TERM CARE INSURANCE. THESE PRODUCTS & SERVICES ARE INVESTMENT RELATED. I AM AN AGENT AND PRODUCER WITH VARIOUS LIFE INSURANCE CO'S AND WHOLESALERS THAT PROVIDE THE PRODUCTS SOLD. STARTING DATES BACK TO 1991. I DEVOTE APPROX 150 HOURS PER MONTH TO THIS BUSINESS. EEOICPA - I ALSO ASSIST IN HELPING PERSONS WHO HAVE FILED CLAIMS WITH THE DEPARTMENT OF LABOR UNDER THE ENERGY EMPLOYEES OCCUPATIONAL ILLNESS COMPENSATION PROGRAM ACT WHO HAVE CONTRACTED A DREAD DISEASE DUE TO THEIR WORK HISTORY IN WHAT IS CONSIDERED BY THE DEPARTMENT OF LABOR AS AN APPROVED FACILITY. I ASSIST THESE INDIVIDUALS IN THE CLAIMS PROCESS FROM START TO FINISH. I HAVE BEEN PROVIDING THIS SERVICE SINCE JANUARY OF 2004. I CURRENTLY DEVOTE APPROXIMATELY 15 HOURS PER MONTH TO THIS ACTIVITY. THIS A NON-INVESTMENT RELATED ACTIVITY.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-26
• S63 Uniform Securities Agent State Law Examination
  1997-05-16