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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-15
  • CA RA
    APPROVED
    Since 2025-12-15

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

265 E River Park Cir 1St Floor, Fresno, CA 93720 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tmfs Advisors, Llc Oveland Park KS 09/2014 11/2016
Financial Engines Advisors L.L.C. Fresno CA 11/2016 12/2025
Prime Capital Financial Overland Park KS 12/2025 Present
  • 09/2014 → 11/2016
    Tmfs Advisors, Llc
    Oveland Park, KS
  • 11/2016 → 12/2025
    Financial Engines Advisors L.L.C.
    Fresno, CA
  • 12/2025 → Present
    Overland Park, KS
Previous Registrations
  • 2016-11-30 → 2025-12-23
    Fresno, CA
    Fresno, CA
  • 2014-12-02 → 2016-11-30
    Financial Engines Advisor Center, Llc
    Fresno, CA
    Overland Park, KS
Other Businesses

1. PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211; fixed-insurance prod insurance agent, 12/2025, 1hr/mo, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations(IMOs). 2. CHHS Holdings, LLC, Investment-Related, 6201 College Blvd., Suite #150, Overland Park, KS 66211; CHHSZ Holdings, LLC is a limited liability company, LLC, Formed in Octo 2019 under the laws of the State of Delaware. CHHSZ Holdings, LLC is the sole owner of Prime Capital Investment Advisors, (PCIA), a federally registered investment member, 1 hr per month, 1 hr per trading hours, members provide professional services as an IAR of PCIA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-01
S63 Uniform Securities Agent State Law Examination 2006-07-06
  • S65 Uniform Investment Adviser Law Examination
    2014-12-01
  • S63 Uniform Securities Agent State Law Examination
    2006-07-06

View on SEC IAPD

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