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Ryan Patrick Kelly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Annapolis, MD

Washington, DC

CRD 5042814

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-03-11
DC RA APPROVED 2023-01-23
TX RA APPROVED 2022-10-13
  • MD RA
    APPROVED
    Since 2026-03-11
  • DC RA
    APPROVED
    Since 2023-01-23
  • TX RA
    APPROVED
    Since 2022-10-13

Branch Locations

Annapolis, MD • United States

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 05/2012 06/2020
J.P. Morgan Securities Llc Boston MA 06/2020 09/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2022 Present
Bank Of America, N.A. Washington DC 10/2022 Present
Previous Registrations
  • 2020-07-13 → 2022-09-27
    J.P. Morgan Securities Llc
    Burlington, VT
    Portland, ME
    Woburn, MA
    Salem, NH
    Nashua, NH
    Portsmouth, NH
    Lynnfield, MA
    Boston, MA
    Nashua, NH
    Boston, MA
    Peabody, MA
    Burlington, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Roxbury, MA
    Boston, MA
    Somerville, MA
    Boston, MA
    Newburyport, MA
    East Boston, MA
    Waltham, MA
    Westbrook, ME
    North Andover, MA
    Manchester, NH
    Falmouth, ME
    Braintree, MA
    Concord, MA
    Barrington, RI
    Lynn, MA
    Mattapan, MA
    Saco, ME
    Middletown, RI
    Chestnut Hill, MA
    Cranston, RI
    Providence, RI
    Warwick, RI
    Acton, MA
    Hingham, MA
    Greenville, RI
    Wellesley, MA
    Belmont, MA
    Dedham, MA
    Cranston, RI
    East Greenwich, RI
    Framingham, MA
    Brookline, MA
    Newton, MA
    Providence, RI
    Quincy, MA
    Westwood, MA
    Wakefield, RI
    Watertown, MA
    Williston, VT
    Revere, MA
    Providence, RI
  • 2006-08-21 → 2020-06-02
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    New York, NY
    Washington, DC
    Washington, DC
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-18
  • S66 Uniform Combined State Law Examination
    2006-08-18

View on SEC IAPD

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