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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-13 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
9128 Strada Pl, Naples, FL 34108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tampa | FL | 08/2011 | 01/2025 |
| Morgan Stanley | Naples | FL | 10/2013 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 01/2023 | 01/2025 |
| Raymond James & Associates, Inc. | Naples | FL | 01/2025 | 01/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Naples | FL | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-06 |
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