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Current Employers
Chapin, Davis

1411 Clarkview Road, Baltimore, MD 21209 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2011-10-12
  • MD RA
    APPROVED
    Since 2011-10-12

Branch Locations

1411 Clarkview Road, Baltimore, MD 21209 • United States

Baltimore, MD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Chapin, Davis Baltimore MD 02/1997 Present
Other Businesses

I am driving for Lyft. This is a non-investment activity. I will devote a minimum amount of time during securities trading hours, less than 10 hours per month. // Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Agency / Sales Agent / Independent Contractor / 03/09/2023 start date / 20 hours per month / 20 hours during securities trading hours / sales and service of variable and fixed insurance products // Medicare Supplements sales / this is not investment related / 5609 Mattfeldt Ave Baltimore MD 21209 / Medicare Supplemental insurance sales / independent sale agent / agent / 10/15/2025 / 120 hours per month / 60 hours during securities trading hours / sales of Medicare Supplemental insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-04
S63 Uniform Securities Agent State Law Examination 1994-07-29
S65 Uniform Investment Adviser Law Examination 1994-07-29
  • S66 Uniform Combined State Law Examination
    2011-08-04
  • S63 Uniform Securities Agent State Law Examination
    1994-07-29
  • S65 Uniform Investment Adviser Law Examination
    1994-07-29

View on SEC IAPD

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