Joel Edward Guthmann

Current Employers

Employment History

• 09/1990 → Present
  Self-Employed
  Milwaukee, WI
• 01/1999 → Present
  Congregation Anshai Lebowitz
  Mequon, WI
• 11/1999 → Present
  Harbour Investments Inc.
  Madison, WI
• 06/2005 → Present
  Guthmann Tax Services
  Milwaukee, WI

Previous Registrations

• 2017-01-04 → 2020-12-31
  Harbour Investments, Inc.
  Milwaukee, WI
  Milwaukee, WI

Other Businesses

1)Independent Insurance Agent, which may include selling Fixed Index Annuities, as well as other lines of insurance through various insurance carriers 2)Guthmann Tax Services, Inc. | 11040 W Bluemound Road, Suite 200, Milwaukee, WI 53226 | President and Financial Secretary | Description: Tax preparation | Beginning 6/2005 | 100 hours per month, 60 hours per month during trading hours | Paid position | Not investment related 3)Congregation Anshai Lebowitz | 2415 W. Mequon Road, Mequon, WI 53092 | Financial Secretary | Description: Keep the books for the Congregation | Beginning 10/2002 | 12 hours per month, 4 hours during trading hours | Unpaid | Not investment related 4)Cherva Kadisha of Congregation Anshai Lebowitz | 11040 W. Bluemound Road, Suite 200, Milwaukee, WI 53226 | Officer | Description: Bill and collect for burial services | Beginning 10/2009 | 4 hours per month, 0 hours during trading hours | Unpaid | Not investment related 5)Wisconsin Society of Enrolled Agents | 10125 W North Avenue, Wauwatosa, WI 53226 | Treasurer and Board of Directors | Description: Collect dues and pay bills for the organization | Beginning 6/2025 | 2 hours per month, 0 hours during trading hours | Unpaid | Not investment related

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-07
• S63 Uniform Securities Agent State Law Examination
  1994-07-15