Rachel E. Soka

Employer firm

Focus Partners Wealth, LLC CRD 159289

$182B regulatory AUM 1,500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2000 → 04/2022
  Vahanian & Associates Financial
  Saratoga Springs, NY
• 11/2005 → 04/2022
  Royal Alliance Associates, Inc.
  Saratoga Springs, NY
• 05/2022 → 10/2023
  Atlas Private Wealth Management, Llc
  Albany, NY
• 10/2023 → 05/2024
  Connectus Wealth
  Albany, NY
• 06/2024 → Present
  Focus Partners Wealth, Llc
  Boston, MA

Previous Registrations

• 2023-10-10 → 2024-07-25
  Connectus Wealth
  Albany, NY
• 2023-08-08 → 2023-10-05
  Atlas Private Wealth Management, Llc
  Albany, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-07
• S63 Uniform Securities Agent State Law Examination
  2006-02-27

Other Names

• Rachel E. Harvey
• Rachel E. Harvey
• Rachel E. Knaggs