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Rachel E. Soka

Focus Partners Wealth, LLC

Albany, NY

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-03
  • NY RA
    APPROVED
    Since 2024-06-03

Branch Locations

3 Atrium Drive Suite 265, Albany, NY 12205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vahanian & Associates Financial Saratoga Springs NY 04/2000 04/2022
Royal Alliance Associates, Inc. Saratoga Springs NY 11/2005 04/2022
Atlas Private Wealth Management, Llc Albany NY 05/2022 10/2023
Connectus Wealth Albany NY 10/2023 05/2024
Focus Partners Wealth, Llc Boston MA 06/2024 Present
  • 04/2000 → 04/2022
    Vahanian & Associates Financial
    Saratoga Springs, NY
  • 11/2005 → 04/2022
    Royal Alliance Associates, Inc.
    Saratoga Springs, NY
  • 05/2022 → 10/2023
    Atlas Private Wealth Management, Llc
    Albany, NY
  • 10/2023 → 05/2024
    Connectus Wealth
    Albany, NY
  • 06/2024 → Present
    Focus Partners Wealth, Llc
    Boston, MA
Previous Registrations
  • 2023-10-10 → 2024-07-25
    Connectus Wealth
    Albany, NY
  • 2023-08-08 → 2023-10-05
    Atlas Private Wealth Management, Llc
    Albany, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2006-02-27
  • S65 Uniform Investment Adviser Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2006-02-27
Other Names
  • Rachel E. Harvey
  • Rachel E. Harvey
  • Rachel E. Knaggs

View on SEC IAPD

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MICHAEL STEPHEN SHAPIRO
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RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

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