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368 Broadway First Floor, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | East Greenbush | NY | 06/2007 | 01/2025 |
| Lpl Financial | Albany | NY | 06/2007 | 12/2024 |
| Broadway Advisor Group, Llc Dba Sgroi Wealth | Albany | NY | 01/2025 | Present |
1. 12/12/2007 - DBA ONLY - CAPITAL WEALTH MANAGEMENT OF NEW YORK - EAST GREENBUSH, NY. 2. 11/30/2012 - NON-VARIABLE INSURANCE - CFK LIFE PLANS - LONG TERM CARE SALES - TIME SPENT 1% - EAST GREENBUSH, NY. 3. 11/30/2012 - NON-VARIABLE INSURANCE - SECURITY MUTUAL INSURANCE CO. - LIFE INSURANCE SALES. - TIME SPENT 1% - EAST GREENBUSH, NY
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-08 |
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