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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-19 |
| MO | RA | APPROVED | 2016-11-02 |
Branch Locations
501 Cherry Street Suite 101, Columbia, MO 65201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodcrest Chapel | Columbia | MO | 01/2004 | 11/2018 |
| Stifel Nicolaus | Columbia | MO | 04/2008 | Present |
1. Money Maids Investment Club; Columbia MO; Investment Club; Book Keeper; Enters data from their monthly statement into an online investment club accounting program. She then provides them with monthly reports generated from this data on the website; affiliation started 01/01/1995; 1.0 hour per month; not during securities trading hours; investment-related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-21 |
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