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Current Employers
Tortuga Wealth Management

1957 Carson Street Suite 100, Torrance, CA 90501 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-05-21
TX RA APPROVED_RES 2010-05-21
  • CA RA
    APPROVED
    Since 2010-05-21
  • TX RA
    APPROVED_RES
    Since 2010-05-21

Branch Locations

1957 Carson Street Suite 100, Torrance, CA 90501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Torrance CA 05/2010 Present
Tortuga Wealth Management, Inc. Torrance CA 05/2010 Present
  • 05/2010 → Present
    Lpl Financial Llc
    Torrance, CA
  • 05/2010 → Present
    Tortuga Wealth Management, Inc.
    Torrance, CA
Previous Registrations
Other Businesses

1. 3/12/2013: REAL ESTATE RENTAL - PENDING COMMERCIAL PROPERTY PURCHASE. PROPERTY HAS 8 TOTAL OFFICES. TORTUGA WEALTH MANAGEMENT (US) WILL RENT ONE OF THE SPACES. - TIME SPENT 1% - TORRANCE, CA. 2. 04/07/2014 * Quick Class, Inc * For-Profit Board Member * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 1% 3. 05/20/2015 - TORTUGA WEALTH MANAGEMENT - INV REL - 1957 W. CARSON ST., STE 100 TORRANCE, CA 90501 - REGISTERED INVESTMENT ADVISOR DBA - TORTUGA WEALTH MANAGEMENT - START 05/01/2010 - 160 HRS/MO DURING SECS TRDG HRS 4. 8/22/2018 - Beneficial Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:02/07/2018 - 5 Hours Per Month/5 Hours During Trading. 5. 3/23/2020 - No Business Name - Investment Related - Creal Springs, IL 62922 - Real Estate Rental - Started 12/14/2019 - 0 Hours Per Month - Own a farm property in Southern Illinois that produces income on an annual basis. 6. 6/23/2021 - Tortuga Wealth Management Inc - DBA: Tortuga Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/17/2021 - 168 Hours Per Month/8 Hours During Securities Trading. 7. 10/6/2021 - Tortuga Hatch - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/04/2021 - 10 Hours Per Month/5 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-26
  • S63 Uniform Securities Agent State Law Examination
    1995-05-26
Designations

View on SEC IAPD

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