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1957 Carson Street Suite 100, Torrance, CA 90501 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-05-21 |
| TX | RA | APPROVED_RES | 2010-05-21 |
Branch Locations
1957 Carson Street Suite 100, Torrance, CA 90501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Torrance | CA | 05/2010 | Present |
| Tortuga Wealth Management, Inc. | Torrance | CA | 05/2010 | Present |
1. 3/12/2013: REAL ESTATE RENTAL - PENDING COMMERCIAL PROPERTY PURCHASE. PROPERTY HAS 8 TOTAL OFFICES. TORTUGA WEALTH MANAGEMENT (US) WILL RENT ONE OF THE SPACES. - TIME SPENT 1% - TORRANCE, CA. 2. 04/07/2014 * Quick Class, Inc * For-Profit Board Member * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 1% 3. 05/20/2015 - TORTUGA WEALTH MANAGEMENT - INV REL - 1957 W. CARSON ST., STE 100 TORRANCE, CA 90501 - REGISTERED INVESTMENT ADVISOR DBA - TORTUGA WEALTH MANAGEMENT - START 05/01/2010 - 160 HRS/MO DURING SECS TRDG HRS 4. 8/22/2018 - Beneficial Life Insurance Co. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:02/07/2018 - 5 Hours Per Month/5 Hours During Trading. 5. 3/23/2020 - No Business Name - Investment Related - Creal Springs, IL 62922 - Real Estate Rental - Started 12/14/2019 - 0 Hours Per Month - Own a farm property in Southern Illinois that produces income on an annual basis. 6. 6/23/2021 - Tortuga Wealth Management Inc - DBA: Tortuga Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 6/17/2021 - 168 Hours Per Month/8 Hours During Securities Trading. 7. 10/6/2021 - Tortuga Hatch - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/04/2021 - 10 Hours Per Month/5 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-05-26 |
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