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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-19 |
| IL | RA | APPROVED | 2006-04-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Danville | IL | 04/2006 | Present |
(1) 4/18/2006 - NO BUSINESS NAME - DBA for LPL Business (entity for LPL business) - Souza Financial Group, LLC - INV REL - AT REPORTED BUSINESS LOCATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-16 |
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