Best Investors Account Sign in

James Nendel Pepperman

Alden Capital

Wayne, PA

West Chester, PA

Claim This Profile
Current Employers
Alden Capital

37 West Ave Suite 301, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-09-18
NJ RA APPROVED 2020-11-18
MA RA APPROVED 2020-09-22
FL RA APPROVED 2020-06-19
PA RA APPROVED 2020-06-05
VA RA APPROVED 2020-06-04
  • DE RA
    APPROVED
    Since 2024-09-18
  • NJ RA
    APPROVED
    Since 2020-11-18
  • MA RA
    APPROVED
    Since 2020-09-22
  • FL RA
    APPROVED
    Since 2020-06-19
  • PA RA
    APPROVED
    Since 2020-06-05
  • VA RA
    APPROVED
    Since 2020-06-04

Branch Locations

37 West Ave Suite 301, Wayne, PA 19087 • United States

1595 Paoli Pike Suite 101, West Chester, PA 19380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Azarias Capital Partners, Llc Malverne PA 08/2010 Present
Mcg Securities. Llc Wayne PA 10/2014 05/2020
J Alden Associates, Inc Malven PA 06/2020 Present
  • 08/2010 → Present
    Azarias Capital Partners, Llc
    Malverne, PA
  • 10/2014 → 05/2020
    Mcg Securities. Llc
    Wayne, PA
  • 06/2020 → Present
    J Alden Associates, Inc
    Malven, PA
Previous Registrations
  • 2014-10-15 → 2020-06-18
    Wayne, PA
  • 2010-05-19 → 2014-10-16
    Kestra Investment Services, Llc
    Malvern, PA
    West Chester, PA
    West Chester, PA
  • 2010-09-02 → 2010-12-20
    Azarias Capital Partners, Llc
    Malverne, PA
  • 2002-06-21 → 2010-05-24
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1)NORTHSTAR OF CHESTER COUNTY | | HOURS PER MONTH 10 | NATURE OF BUSINESS : OTHER - NON PROFIT | START DATE: 5/28/2012 12:00:00 AM +00:00 2) Life Insurance sales. 1 hour per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-12
S63 Uniform Securities Agent State Law Examination 1994-07-15
  • S65 Uniform Investment Adviser Law Examination
    1999-07-12
  • S63 Uniform Securities Agent State Law Examination
    1994-07-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wayne, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor