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Current Employers
Oakwood Capital, Inc.

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-03-16
IA RA APPROVED 2013-03-20
  • MN RA
    APPROVED
    Since 2026-03-16
  • IA RA
    APPROVED
    Since 2013-03-20

Branch Locations

600 Highway 169 South Suite 1410, St. Louis Park, MN 55426 • United States

Golden Valley, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Delrick Enterprises/Mn State Fair Golden Valley MN 08/1966 Present
Advisors Income Solutions, Inc Golden Valley MN 07/1997 Present
Oakwood Capital, Inc. Minneapolis MN 03/2013 Present
Oakwood Capital Securities, Inc. Minneapolis MN 03/2013 Present
  • 08/1966 → Present
    Delrick Enterprises/Mn State Fair
    Golden Valley, MN
  • 07/1997 → Present
    Advisors Income Solutions, Inc
    Golden Valley, MN
  • 03/2013 → Present
    Minneapolis, MN
  • 03/2013 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
  • 2013-03-20 → 2020-12-31
    St. Louis Park, MN
  • 2011-10-20 → 2012-06-25
    Schaumburg, IL
  • 2008-04-09 → 2011-09-30
    Workman Securities Corporation
    Golden Valley, MN
    Eden Prairie, MN
    Eden Prairie, MN
    Golden Valley, MN
Other Businesses

PRESIDENT AND SOLE STOCKHOLDER OF ADVISORS INCOME SOLUTIONS, INC.(SINCE JANUARY 13 2017)FORMERLY KNOWN AS ADVISORS, INC. 2120 PENNSYLVANIA AVENUE N, GOLDEN VALLEY, MN 55427 SINCE JULY, 1997. FIXED INSURANCE AND ANNUITY SALES THROUGH FMO'S. APPROXIMATELY 50 HOURS A MONTH ARE SPENT ON THIS NON-INVESTMENT RELATED OUTSIDE BUSINESS WITH HOURS REDUCED IN AUGUSUT AND SEPTEMBER. APPROXIMATELY 35% OF THOSE HOURS ARE DURING TRADING HOURS PER MONTH. GENERAL PARTNER OF DELRICK ENTERPRISES PARTNERSHIP, 2120 PENNSYLVANIA AVENUE N, GOLDEN VALLEY, MN 55427 SINCE AUGUST, 1966. APPROXIMATELY 210 HOURS ARE SPENT IN AUGUST WITH 84 OF THOSE HOURS BEING DONE DURING TRADING HOURS. APPROXIMATELY 90 HOURS ARE SPENT IN SEPTEMBER WITH 36 OF THOSE HOURS DURING TRADING HOURS EACH YEAR ON THIS NON-INVESTMENT RELATED OUTSIDE BUSINESS. INVESTMENT ADVISOR REPRESENTATIVE OF OAKWOOD CAPITAL, INC. (OC) 600 HIGHWAY 169 S, STE 1410, MINNEAPOLIS, MN 55426 SINCE MARCH 2013. OC IS AN SEC REGISTERED INVESTMENT ADVISER. APPROXIMATELY 30 HOURS PER MONTH ARE SPENT ON THIS INVESTMENT RELATED OUTSIDE BUSINESS WITH 10 OF THOSE HOURS BEING DONE DURING TRADING HOURS. ELECTION JUDGE FOR CITY OF GOLDEN VALLEY, 7800 GOLDEN VALLEY ROAD, GOLDEN VALLEY, MN 55427 SINCE JULY 11 2016. APPROXIMATELY 30 HOURS WILL BE SPENT IN JULY, AUGUST AND NOVEMBER WITH 18 OF THOSE HOURS DONE DURING TRADING HOURS FOR THIS NON-INVESTMENT-RELATED OUTSIDE BUSINESS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 1994-06-06
  • S65 Uniform Investment Adviser Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-06

View on SEC IAPD

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