David Benjamin Fletcher

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-04-23
NC	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2013-04-23
NC RA
APPROVED

Since 2013-02-13

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Charlotte	NC	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Charlotte, NC

Previous Registrations

2004-01-13 → 2013-02-13

Morgan Keegan & Company, Llc

Charlotte, NC

Charlotte, NC
2001-12-31 → 2004-01-09

Legg Mason Wood Walker, Incorporated

Charlotte, NC

Other Businesses

(1)Name of Business: St. Stephens United Methodist Church Address: 149 Medearis Dr, Charlotte, NC, 28211-6039, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend virtual meetings and approve budgets and requests. Also approve fundraiser request by various groups within the church such as choir, scouts, etc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-04-02
S63	Uniform Securities Agent State Law Examination	1994-08-05

S65 Uniform Investment Adviser Law Examination

1996-04-02
S63 Uniform Securities Agent State Law Examination

1994-08-05

Designations

Other Names

Ben Fletcher

View on SEC IAPD