David Benjamin Fletcher

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Charlotte, NC

Previous Registrations

• 2004-01-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Charlotte, NC
  Charlotte, NC
• 2001-12-31 → 2004-01-09
  Legg Mason Wood Walker, Incorporated
  Charlotte, NC

Other Businesses

(1)Name of Business: St. Stephens United Methodist Church Address: 149 Medearis Dr, Charlotte, NC, 28211-6039, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend virtual meetings and approve budgets and requests. Also approve fundraiser request by various groups within the church such as choir, scouts, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-02
• S63 Uniform Securities Agent State Law Examination
  1994-08-05

Designations

• Certified Financial Planner

Other Names

• Ben Fletcher