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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-04 |
Branch Locations
3200 Kirby Drive Suite 1100, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc. | Houston | TX | 04/2016 | 05/2020 |
| Frost Brokerage Services | Houston | TX | 05/2020 | 09/2022 |
| Texas Dow Employee Credit Union | Lake Jackson | TX | 09/2022 | 04/2023 |
| Lpl Financial Llc | Houston | TX | 09/2022 | 04/2023 |
| Orion Portfolio Solutions | Omaha | NE | 10/2025 | 03/2026 |
| Brinker Capital Securities | Berwyn | PA | 10/2025 | 03/2026 |
| Unemployed | Houston | TX | 04/2023 | 08/2023 |
| Texas Southern University | Houston | TX | 08/2023 | 05/2025 |
| Unemployed | Houston | TX | 05/2025 | 10/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2026 | Present |
| Hancock Whitney Bank | Houston | TX | 04/2026 | Present |
1. VP OF PRIVATE WEALTH & PRIVATE BANKER FOR HANCOCK WHITNEY BANK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-06 |
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