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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-08
  • FL RA
    APPROVED
    Since 2024-10-08

Branch Locations

Orlando, FL • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Boca Raton FL 07/2007 07/2022
B. Riley Wealth Advisors Seattle WA 07/2007 09/2024
B. Riley Wealth Management Orlando FL 07/2022 09/2024
Kestra Investment Services, Llc Orlando FL 10/2024 Present
Kestra Advisory Services, Llc Orlando FL 10/2024 Present
  • 07/2007 → 07/2022
    National Securities Corporation
    Boca Raton, FL
  • 07/2007 → 09/2024
    B. Riley Wealth Advisors
    Seattle, WA
  • 07/2022 → 09/2024
    B. Riley Wealth Management
    Orlando, FL
  • 10/2024 → Present
    Kestra Investment Services, Llc
    Orlando, FL
  • 10/2024 → Present
    Orlando, FL
Previous Registrations
Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Investment Advisor Representative through Kestra Advisory Services LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2024 ADDRESS: 7725 Horse Ferry Road, Orlando FL 32835, United States DESCRIPTION: Investment Advisor Representative Business Name: KEITH ZDROWAK, P.A. POSITION: Owner NATURE: Bill Paying Entity INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: 7725 Horse Ferry Road, Orlando FL 32835, United States DESCRIPTION: I use the Keith Zdrowak, P.A. bank account to pay bills and expenses related to my daily tasks of being a financial advisor Business Name: WEALTH EMPOWERMENT FINANCIAL POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2024 ADDRESS: 7725 Horse Ferry Road, Orlando FL 32835, United States DESCRIPTION: As the Registered Representative, I will be talking to clients about the financial investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-09
S63 Uniform Securities Agent State Law Examination 1995-03-28
  • S66 Uniform Combined State Law Examination
    2002-10-09
  • S63 Uniform Securities Agent State Law Examination
    1995-03-28
Other Names
  • Zdrowak
  • Zdrowak

View on SEC IAPD

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