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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-20 |
Branch Locations
1007 Bypass 123, Seneca, SC 29678 • United States
128 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 05/2026 | Present |
| Regions Bank | Ruston | LA | 07/2013 | 03/2019 |
| Cetera Investment Services | St Cloud | MN | 09/2013 | 02/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2013 | 02/2019 |
| Suntrust Investment Services Inc | Atlanta | GA | 03/2019 | 05/2026 |
| Suntrust Bank | Anderson | SC | 03/2019 | 05/2026 |
| Suntrust Advisory Services, Inc | Atlanta | GA | 03/2019 | 05/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-08 |
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