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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-11-28 |
Branch Locations
1450 Twin Lakes Avenue Suite 202, Bozeman, MT 59718 • United States
4 Evergreen Road Suite 200 [Satellite], Severna Park, MD 21146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Severna Park | MD | 09/2005 | 11/2022 |
| Wells Fargo Advisors Financial Network, Llc | Bozeman | MT | 11/2022 | Present |
MGH LLC, INV RELATED, SEVERNA PARK, MD, 100% OWNERSHIP, START 10/21/2022, 1 HOUR PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE. BOOK NO SAFE PLACE, NOT INV RELATED, BLOOMINGTON, IN, AUTHOR, START 6/22/2022, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, MAINTAIN WEBSITE. BOOK ISLAND HOPPER, NOT INV RELATED, BLOOMINGTON, IN, AUTHOR, START 11/15/2013, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, MAINTAIN WEBSITE. BOOK LAST PATRIOT, NOT INV RELATED, BLOOMINGTON, IN, AUTHOR, START 11/11/2005, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, MAINTAIN WEBSITE. LINSTEAD COMMUNITY HOA, NOT INV RELATED, SEVERNA PARK, MA, BOARD MEMBER, START 1/1/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, WORK WITH LANDSCAPERS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-30 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-24 |
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