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940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-01-04 |
| FL | RA | APPROVED | 2021-09-09 |
| VA | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2019-11-08 |
Branch Locations
940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States
10750 Pearl Rd Ste E1, Strongsville, OH 44136-3300 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pm North Coast | Storngsville | OH | 04/1986 | Present |
| Ameriprise Financial Services, Inc. | Strongsville | OH | 02/2014 | 11/2019 |
| Lasalle St Securities Llc | Strongsville | OH | 11/2019 | Present |
| Lasalle St Investment Advisors Llc | Strongsville | OH | 11/2019 | Present |
Business Ownership; Professional Management Inc.; Owner; tax preparation for corporate and personal tax returns.; Strongsville OH 44136; Not Investment Related; Aug 1980; 60+ hours per month; 60+ during trading hours/ Strophic, Inc.; Partner; Team practice, entity for managing operations for Aria Financial Group; Strongsville, OH 44136; Not Investment Related; May 2018; 60+ hours per month; 60+ during trading hours. Outside Employment; Professional Management Inc.; CPA; Not Investment Related; Aug 1980; 60+ hours per month; 60+ during trading hours. Tax Activities; Professional Management Inc.; corporate and personal tax return preparation; Aug 1980; Not Investment Related. Fixed Insurance LaSalle St Investment Advisors LLC - Advisory Business
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-10-29 |
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