William Daniel Brooks

Employer firm

Virtue Capital Management, LLC CRD 167816

$1.31B regulatory AUM 5 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Xexis, Inc.
  Lake Mary, FL
• 06/2013 → 10/2018
  Horter Investment Management, Llc
  Cincinnati, OH
• 10/2018 → 02/2019
  Secure Investment Management, Llc
  Tucson, AZ
• 06/2019 → Present
  Virtue Capital Management, Llc
  Brentwood, TN

Previous Registrations

• 2018-11-15 → 2019-02-06
  Secure Investment Management, Llc
  Lake Mary, FL
  Tucson, AZ
• 2013-07-12 → 2018-10-24
  Horter Investment Management, Llc
  Lake Mary, FL
  Lake Mary, FL
  Lake Mary, FL
  Cincinnati, OH
• 2011-07-28 → 2012-12-06
  Royal Fund Management, Llc
  Lady Lake, FL
• 2005-04-29 → 2012-08-23
  Xexis, Inc.
  Longwood, FL

Other Businesses

(1) XEXIS PRIVATE WEALTH INVESTMENT , Title: OWNER, Description: INSURANCE AND ANNUITY SALES , Start Date: 04-01-2005, Address: 1540 INTERNATIONAL PARKWAY 2ND FLOOR LAKE MARY, FL 32746 , Investment-related? YES, Hours per month: 120, During trading hours: 120 (2) AXE THE TAX SERVICES, LLC , Title: OWNER, Description: ADVISE CLIENTS ON TAX PREPARATION SERVICES , Start Date: 11-01-2019, Address: 1540 INTERNATIONAL PARKWAY LAKE WAY, FL, Investment-related? NO, Hours per month: 5, During trading hours: 5 (3) ASSOCIATION OF FINANCIAL CONSULTANTS, Title: EDUCATOR, Description: NON-PROFIT THAT WE WORK WITH TO HOST EDUCATIONAL EVENTS, Start Date: 4/1/2024, Address: 125 E INDIANA AVE SUITE B, DELAND, FL 32724, Investment-related? NO, Hours per month: 8, During trading hours: 4

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-09
• S63 Uniform Securities Agent State Law Examination
  1994-08-18

Other Names

• Dan Brooks