Barton Liro

Current Employers

Employment History

• 10/2006 → 11/2016
  Investors Capital Corporation
  Lynnfield, MA
• 03/2015 → 01/2021
  First Allied Asset Management, Inc
  Lynnfield, MA
• 06/2015 → 01/2021
  Tower Square Investment Management Llc
  El Segundo, CA
• 11/2016 → 01/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2016 → 01/2021
  Cetera Advisors Llc
  Denver, CO
• 11/2016 → 01/2021
  Cetera Investment Services Llc
  Saint Cloud, MN
• 11/2016 → 01/2021
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 01/2021 → 03/2021
  Hero Investment Planners Llc
  West Dundee, IL
• 01/2021 → 08/2022
  Hendricks Wealth And Estate Management
  West Dundee, IL
• 11/2022 → Present
  Lpl Financial Llc
  Danvers, MA

Previous Registrations

• 2021-03-05 → 2023-03-31
  Hendricks Wealth And Estate Management
  Algonquin, IL
• 2021-03-02 → 2023-03-23
  Hero Investment Planners Llc
  West Dundee, IL
  Brighton, MA
  Brookline, MA
• 2016-12-02 → 2020-12-23
  Cetera Advisors Llc
  Wakefield, MA
  El Segundo, CA
  Brighton, MA
• 2016-11-15 → 2020-12-23
  Cetera Wealth Services, Llc
  Wakefield, MA
  El Segundo, CA
  Brighton, MA
• 2015-06-09 → 2017-12-31
  Cetera Investment Management Llc
  Wakefield, MA
• 2008-07-31 → 2016-10-18
  Investors Capital Corp.
  Lynnfield, MA
  Lynnfield, MA
• 2015-03-09 → 2015-10-30
  First Allied Asset Management, Inc.
  Scottsdale, AZ
  Lynnfield, MA

Other Businesses

1) 11/15/2022 - Real Estate Rental - Owner - 9 Braemore Rd #6, Brighton, MA 02135 - Investment related - 5 hours per month - Start date: 09/01/2022. 2) 11/15/2022 - Ohana Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Non Investment related - 230 Central Street, Suite 5, Auburndale, MA 02466 - 2 hours per month - Start date: 01/01/2021. 3) 11/15/2022 - Ipswich Bay Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 4) 01/23/2024 - Naples Bay Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 200 Hours per Month/ 150 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-07-30
• S63 Uniform Securities Agent State Law Examination
  2007-03-02

Other Names

• Bart Liro