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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-07-08
CA RA APPROVED 2009-06-02
  • TX RA
    APPROVED
    Since 2009-07-08
  • CA RA
    APPROVED
    Since 2009-06-02

Branch Locations

800 Willamette St, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Eugene OR 01/1986 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-31
S63 Uniform Securities Agent State Law Examination 1996-05-13
  • S66 Uniform Combined State Law Examination
    2009-05-31
  • S63 Uniform Securities Agent State Law Examination
    1996-05-13
Other Names
  • Anne Elizabeth Schenk
  • Anne E Schrenk

View on SEC IAPD

Other Firms

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