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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-05
TX RA APPROVED 2025-11-03
  • NJ RA
    APPROVED
    Since 2025-11-05
  • TX RA
    APPROVED
    Since 2025-11-03

Branch Locations

5 Cold Hill Road South Bldg 20, Suite F, Mendham, NJ 07945 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2013 11/2025
Raymond James Financial Services Inc. Flemington NJ 11/2025 Present
Raymond James Financial Services Advisors Inc. Flemington NJ 11/2025 Present
Previous Registrations
  • 2013-02-11 → 2025-11-03
    Waltham, MA
    Mendham, NJ
    Morristown, NJ
  • 2003-01-15 → 2013-02-19
    Fairfield, NJ
    Woodcliff Lake, NJ
    Mendham, NJ
    Mendham, NJ
    South Plainfield, NJ
    Woodcliff Lake, NJ
  • 2003-07-23 → 2011-12-31
    International Planning Alliance, Llc
    Fairfield, NJ
Other Businesses

(1)Name of Business: Mendham Wealth Partners, LLC Address: 5 Cold Hill Rd S Bldg. 20 Ste F, Mendham, NJ, 07945-3208, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Associate/Employee Investment Related: No Start Date: 11/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This company is the DBA for my wealth management practice (2)Name of Business: Mendham Wealth Partners, LLC Address: 5 Cold Hill Rd S Bldg. 20 Ste F, Mendham, NJ, 07945-3208, United States Activity Type: Non-variable Insurance Position/Title: Broker, Agent Investment Related: Yes Start Date: 11/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide fixed life insurance and annuities to clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-05-04
S63 Uniform Securities Agent State Law Examination 1994-06-20
  • S65 Uniform Investment Adviser Law Examination
    2001-05-04
  • S63 Uniform Securities Agent State Law Examination
    1994-06-20
Designations

View on SEC IAPD

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