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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-21
FL RA APPROVED 2025-10-06
TX RA APPROVED 2025-10-01
  • NC RA
    APPROVED
    Since 2026-08-21
  • FL RA
    APPROVED
    Since 2025-10-06
  • TX RA
    APPROVED
    Since 2025-10-01

Branch Locations

1515 Indian Harbor Rd Ste A241, Vero Beach, FL 32963 • United States

Todd, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 10/2009 10/2025
Raymond James Financial Services Inc. Vero Beach FL 10/2025 Present
Raymond James Financial Services Advisors Inc. Vero Beach FL 10/2025 Present
Previous Registrations
  • 2009-10-21 → 2025-10-02
    Todd, NC
    Vero Beach, FL
    Sebastian, FL
    Sebastian, FL
  • 2007-01-18 → 2009-10-15
    Fnb Brokerage Services, Inc.
    Stuart, FL
    Vero Beach, FL
Other Businesses

(1)Name of Business: Paul Williamson and Company, Inc Address: 1515 Indian River Blvd Ste A21, Vero Beach, FL, 32960-5639, United States Activity Type: Support Company - Owner Position/Title: Officer - Treasurer, Officer - CEO, Officer - President, Officer - Secretary Investment Related: No Start Date: 09/01/2010 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: DBA S-Corp to facilitate securities business. All securities business flows through Raymond James. Paul Williamson and Company is for salaried employees and tax reasons.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
  • S66 Uniform Combined State Law Examination
    2008-04-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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