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200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-18 |
Branch Locations
200 North Lasalle Street Suite 810, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Denver | CO | 03/2006 | 11/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 03/2006 | 11/2020 |
| Robinhood Financial, Llc | Denver | CO | 06/2021 | 11/2024 |
| Unemployed | Aurora | CO | 11/2020 | 06/2021 |
| Robinhood Markets, Inc | Denver | CO | 06/2022 | 11/2024 |
| M1 Finance | Chicago | IL | 03/2026 | Present |
| Unemployed | Aurora | CO | 11/2024 | 03/2026 |
(1) 4025 RUSKIN WAY LLC POSITION: Owner NATURE: Investor INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: Home Address, Aurora CO 80017, United States DESCRIPTION: Real estate investments. | (2) 4 Layer Publishing Position: Publishing, Investment Related: No, Number of Hours: 0 Description: Publishing books on amazon, ranging from education, cross words, coloring books, etc..
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-28 |
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