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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2019-03-22 |
Branch Locations
100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Empire Securities | Hauppauge | NY | 04/2012 | 03/2019 |
| Stifel, Nicolaus & Company, Incorporated | Hauppauge | NY | 03/2019 | Present |
1. Coastwise Realty Inc., 14 Corn Hill Landing Truro, MA 02666; Rental property that will also be for sale; President; Manage the property until sold; 01/20/2020; 0.5 Hours per Day; During Securities Trading Hours; Investment-Related. 2. Harry Donenfeld Foundation; 8 Tudor Circle Yorktown Heights NY 10598; Charity; Treasurer; Review the fee based investment account; 01/01/2015; 2.00hrs/month; During Securities Trading Hours; Not Investment-Related. 3. Coastwise Realty Co LLC; 6 Bonnie Brook Road Westport CT 06880; Single family, annual rental property; President; Collect rents and maintain property; 06/01/2014; 12 hrs/year; Not during security trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-20 |
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