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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Connecticut Mutual Life Insurance Co | West Des Moines | IA | 02/1994 | 11/2016 |
| Fsc Securities Corporation | West Des Moines | IA | 02/2012 | 11/2016 |
| Ameriprise Financial Services, Inc. | West Des Moines | IA | 11/2016 | 01/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) SKC FINANCIAL GROUP, West Des Moines IA 50265, 01/2020, DBA FOR BEING INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO - 40 Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-08-12 |
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