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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 09/1994 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 09/1994 | 08/2023 |
| R.F. Brokerage | St. Louis | MO | 09/1994 | Present |
| Renaissance Financial Corporation | St. Louis | MO | 09/1994 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 10/2001 | 08/2023 |
| Coop Ins Agency, Inc | San Diego | CA | 05/2004 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: Sept 1994 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: September 1994 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 3. NAME OF OTHER BUSINESS: ST. LOUIS ART MUSEUM AND ST. LOUIS ART MUSEUM FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: ONE MUSEUM DRIVE ST LOUIS, MO 63110; NATURE OF BUSINESS: BOARD; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: VOTING COMMISSIONER/TREASURER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FIDUCIARY OVERSIGHT OF THE MUSEUM TEAM; 4. TRUSTEE OF THE EDWARD J PARKER REVOCABLE TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2014 ADDRESS: 8 Deacon Drive, Saint Louis MO 63131, United States DESCRIPTION: Serving as Trustee for deceased client. 5. NICE ODDS LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2004 ADDRESS: 8 Deacon Drive, Saint Louis MO 63131, United States DESCRIPTION: Managing member/Sole Member of LLC.Owns investments 6. HUNTLEIGH ALDERMAN POSITION POSITION: Member NATURE: City Alderman INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2023 ADDRESS: 120 S. Central, Suite 1600, Saint Louis MO 63105, United States DESCRIPTION: Unsolicited request to serve as a city alderman filling non-expired term of deceased alderman. 7. NAME OF OTHER BUSINESS: CO-TRUSTEE, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TRUST, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: CO TRUSTEE, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE FOR 2 FAMILY FRIEND TRUSTS; 8. NAME OF OTHER BUSINESS: CO-TRUSTEE FOR 4 BERLAND FAMILY LIFETIME TRUSTS; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TRUST; START DATE: 08/2024; POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE FOR 4 CLIENT TRUSTS; 9. NAME OF OTHER BUSINESS: TRUSTEE FOR FAMILY FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: TRUSTEE; START DATE: 5/2025; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DISTRUBE FUNDS;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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