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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| B. Anthony Company | Dublin | OH | 10/2001 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) B. ANTHONY COMPANY, 5773 CLEARFIELD RD DUBLIN, OH 43016, START 11/01/01, HEALTH INSURANCE SALES AND FIXED INSURANCE, 1HR/WK, $20/MO. 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 1/2016 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE SALES BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, DISABILITY, ANNUITIES, & LONG TERM CARE 3) FOLDS OF HONOR, NOT INVESTMENT RELATED, 5800 N PATRIOT DR, OWASSO, OK, 74055, NON-PROFIT, STARTED 09/2018, POSITION/TITLE/RELATIONSHIP: BOARD, APX 3 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELPING FAMILIES OF INJURED OR DECEASED SERVICE MEMBERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-24 |
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