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Kurt Uzbay

Janney Montgomery Scott LLC

Hauppauge, NY

Garden City, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-10
NY RA APPROVED 2025-07-09
  • TX RA
    APPROVED_RES
    Since 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-09

Branch Locations

100 Motor Parkway Suite 590, Hauppauge, NY 11788 • United States

1001 Franklin Avenue Suite 202, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Oyster Bay NY 04/2014 07/2025
Janney Montgomery Scott Llc Hauppauge NY 07/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-21
  • S63 Uniform Securities Agent State Law Examination
    1994-06-21

View on SEC IAPD

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UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
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