Paul Gabriel Collins

Huntersville, NC

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-07-16
TX	RA	APPROVED_RES	2018-05-23
MD	RA	APPROVED	2017-08-02

NC RA
APPROVED

Since 2025-07-16
TX RA
APPROVED_RES

Since 2018-05-23
MD RA
APPROVED

Since 2017-08-02

Branch Locations

Huntersville, NC • United States

17505 West Catawba Avenue Suite 300, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pnc Investments	Frederick	MD	03/2015	04/2017
Pnc Bank	Frederick	MD	03/2015	04/2017
Unemployed	Frederick	MD	04/2017	06/2017
Morgan Stanley Smith Barney Llc	Cornelius	NC	06/2017	Present

03/2015 → 04/2017

Pnc Investments

Frederick, MD
03/2015 → 04/2017

Pnc Bank

Frederick, MD
04/2017 → 06/2017

Unemployed

Frederick, MD
06/2017 → Present

Morgan Stanley Smith Barney Llc

Cornelius, NC

Previous Registrations

2005-05-18 → 2017-04-28

Pnc Wealth Management Llc

Bethesda, MD

Frederick, MD

Frederick, MD

Frederick, MD

Frederick, MD

Bethesda, MD

Frederick, MD

Bel Air, MD

Frederick, MD
2003-11-19 → 2005-05-20

Lpl Financial Llc

Rockville, MD
2003-01-15 → 2003-11-19

Riggs Securities Inc.

Washington, DC
2002-06-27 → 2002-09-06

Wells Fargo Clearing Services, Llc

Baltimore, MD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-06-26
S63	Uniform Securities Agent State Law Examination	1994-08-08

S65 Uniform Investment Adviser Law Examination

2002-06-26
S63 Uniform Securities Agent State Law Examination

1994-08-08

View on SEC IAPD

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