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Norman Franklin Ng

Morgan Stanley

Menlo Park, CA

Walnut Creek, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-09
CA RA APPROVED 2015-08-10
  • TX RA
    APPROVED_RES
    Since 2019-04-09
  • CA RA
    APPROVED
    Since 2015-08-10

Branch Locations

2725 Sand Hill Road Pwm, Menlo Park, CA 94025 • United States

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgn Stanley Walnut Creek CA 07/2015 Present
Morgan Stanley Private Bank, N.A New York NY 04/2025 Present
  • 07/2015 → Present
    Morgn Stanley
    Walnut Creek, CA
  • 04/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2012-02-01 → 2015-07-15
    Ubs Financial Services Inc.
    San Francisco, CA
    Palo Alto, CA
    Bellevue, WA
    Salt Lake City, UT
    Seattle, WA
    San Francisco, CA
    Palo Alto, CA
    San Francisco, CA
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-27
S63 Uniform Securities Agent State Law Examination 1994-07-21
  • S65 Uniform Investment Adviser Law Examination
    2012-03-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-21
Other Names
  • Norman Ng
  • Norman Franklin Ng
  • Norman F. Ng

View on SEC IAPD

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Other Offices

SILVER LAKE TECHNOLOGY MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
TRIPLEPOINT ADVISERS LLC · MENLO PARK, CA
MENLO EQUITIES · MENLO PARK, CA
MAKENA CAPITAL MANAGEMENT, LLC · MENLO PARK, CA
MORGAN STANLEY · Menlo Park, CA
MORGAN STANLEY · Menlo Park, CA
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