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Michael R Richardson

Janney Montgomery Scott LLC

Lancaster, PA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-05
CA RA APPROVED 2012-01-04
NJ RA APPROVED 2008-10-08
PA RA APPROVED 2006-03-31
  • TX RA
    APPROVED_RES
    Since 2020-03-05
  • CA RA
    APPROVED
    Since 2012-01-04
  • NJ RA
    APPROVED
    Since 2008-10-08
  • PA RA
    APPROVED
    Since 2006-03-31

Branch Locations

1650 Crooked Oak Drive Suite 100, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Lancaster PA 05/1994 Present
  • 05/1994 → Present
    Janney Montgomery Scott Inc.
    Lancaster, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-17
S63 Uniform Securities Agent State Law Examination 1994-06-10
  • S65 Uniform Investment Adviser Law Examination
    2001-12-17
  • S63 Uniform Securities Agent State Law Examination
    1994-06-10
Other Names
  • Mike Richardson

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LANCASTER, PA
OMICRON ADVISORS, LLC · LANCASTER, PA
MORGAN STANLEY · Lancaster, PA
GREENSPRING ADVISORS, LLC · LANCASTER, PA
CHARLES SCHWAB & CO., INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
J. W. COLE ADVISORS, INC. · Lancaster, PA
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