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Michael Howard Markowitz

Advisory Services Network

Glenview, IL

Atlanta, GA

CRD 2490315

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Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-06
  • IL RA
    APPROVED
    Since 2021-08-06

Branch Locations

Glenview, IL • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Chicago IL 05/2014 11/2016
Ppm America, Inc. Chicago IL 12/2016 12/2020
Unemployed Chicago IL 01/2021 07/2021
Advisory Services Network, Llc Atlanta GA 08/2021 Present
  • 05/2014 → 11/2016
    Mesirow Financial, Inc.
    Chicago, IL
  • 12/2016 → 12/2020
    Ppm America, Inc.
    Chicago, IL
  • 01/2021 → 07/2021
    Unemployed
    Chicago, IL
  • 08/2021 → Present
    Advisory Services Network, Llc
    Atlanta, GA
Previous Registrations
  • 2002-06-28 → 2009-02-03
    Ubs Asset Management (Us) Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-02
S63 Uniform Securities Agent State Law Examination 1995-01-24
  • S65 Uniform Investment Adviser Law Examination
    2021-07-02
  • S63 Uniform Securities Agent State Law Examination
    1995-01-24
Other Names
  • Michael H Markowitz

View on SEC IAPD

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