James M. Hasley

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	1994-09-12

FL RA
APPROVED

Since 1994-09-12

Branch Locations

Longwood, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Longwood	FL	10/1993	Present
Mml Investors Services, Llc	Longwood	FL	05/1994	Present

10/1993 → Present

Massmutual Life Insurance Co

Longwood, FL
05/1994 → Present

Mml Investors Services, Llc

Longwood, FL

Other Businesses

(1) NAME:GROOVY GOAT, INV REL:N ADDR:106A SOUTH OWA BLVD FOLEY AL 36535 NATURE:RESTAURANT POSITION:PASSIVE MINORITY OWNER, START:11/1/2017 NO HR/MO:0 NO HR/MO DUR TRADING:0 (2) NAME:WESTGATE AVENUE LLC, INV REL:Y ADDR:100E SYBELIA AVE SUITE 350 MAITLAND FL 32751 NATURE:SIMPLE RENTAL PROPERTY POSITION:LANDLORD START:2006 NO HR/MO:2 NO HR/MO DUR TRADING:2 (3) NAME:LEGACY FINANCIAL GROUP LLC, INV REL:Y ADDR:100 E SYBELIA AVE SUITE 350 MAITLAND FL 32751 NATURE:LIFE INSURANCE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION:SALES START:5/1/2004 NO HR/MO:10 NO HR/MO DUR TRADING:10 (4) NAME: UNDER PRESSURE OUTDOORS INV REL: N ADD: 73 ABRAMS DRIVE, EUSTICE, FL 32726 NATURE: UNINCORPORATED ENTITY POSITION: HOBBYIST START DATE: 10/01/2021 No. HR/MO: 8. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: DISCUSS CONSERVATION, HUNTING, FISHING & SOCIAL TOPICS FOR ENTERTAINMENT PURPOSES. (5) NAME: ETA PI HOUSE, INC. INV REL: N ADD: 4418 GREEK COURT, ORLANDO FL 32816 NATURE: 501(C)(7) POSITION: PRESIDENT START DATE: 12/01/2023 No. HR/MO: 10. No. HR/MO DURING SEC TRADING: 1. DESCRIBE DUTIES: MANAGEMENT OF NOT-FOR-PROFIT FLORIDA CORPORATION PROVIDING STUDENT HOUSING TO THE MEMBERS OF THE INTERNATIONAL FRATERNITY OF SIGMA CHI AT THE UNIVERSITY OF CENTRAL FLORIDA. (6) NAME: VILLAGES DUCKS UNLIMITED INV REL: Y ADD: 2300 COUNTY ROAD 470, LAKE PANASOFFKEE, FL 33538 NATURE: 501(C)(3)POSITION: TREASURER START DATE: 12/01/2022 No. HR/MO: 2. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: BOOKKEEPING FOR NOT-FOR-PROFIT AREA CHAPTER OF DUCKS UNLIMITED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1999-06-24

S63 Uniform Securities Agent State Law Examination

1999-06-24

Other Names

James M Hasley
James Michael Hasley

View on SEC IAPD