David Philip Tatich

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2016-06-21
TX	RA	APPROVED	2016-06-21

NC RA
APPROVED

Since 2016-06-21
TX RA
APPROVED

Since 2016-06-21

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	11/2000	Present
Vanguard Marketing Corporation	Malvern	PA	11/2000	Present
Vanguard Advisers, Inc.	Malvern	PA	06/2016	Present

11/2000 → Present

The Vanguard Group, Inc.

Malvern, PA
11/2000 → Present

Vanguard Marketing Corporation

Malvern, PA
06/2016 → Present

Vanguard Advisers, Inc.

Malvern, PA

Previous Registrations

2014-10-31 → 2014-12-16

Vanguard Advisers, Inc.

Charlotte, NC
2002-01-17 → 2008-06-17

Vanguard Advisers, Inc.

Charlotte, NC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-31
S63	Uniform Securities Agent State Law Examination	1998-04-15

S65 Uniform Investment Adviser Law Examination

2000-03-31
S63 Uniform Securities Agent State Law Examination

1998-04-15

Designations

Certified Financial Planner

View on SEC IAPD