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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-09-26 |
| TX | RA | APPROVED_RES | 2019-09-25 |
Branch Locations
818 Us Highway A1A N Stes 200 & 206, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Ponte Vedra | FL | 08/2009 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Ponte Vedra Beach | FL | 09/2019 | Present |
STAGE CONCEPTS AND RIGGING, LLC, NOT INVT RELATED, ST. JOHNS, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 5/31/2022, 4 HRS PER MONTH, 0 HRS DURING TRADING, SERVICES FOR RIGGING AND SPOTLIGHT RENTAL, HELP WITH BILLING AND ADMINISTRATIVE DUTIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-20 |
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